SERVICES
Pragmatic regulatory, compliance and governance support for insurers, intermediaries and regulated financial institutions.
Interim head of Compliance
Providing temporary leadership of the compliance function during periods of transition, regulatory transformation or increased supervisory expectations.
- Compliance governance oversight
- Board and executive reporting
- Regulatory interactions
- Risk-based compliance planning
- Team prioritisation and coordination
Regulatory & Compliance advisory
Tailored advice across key regulatory frameworks impacting insurers and financial institutions.
- IDD and conduct of business requirements
- ESG and sustainable finance regulatory obligations
- AML / CFT frameworks and controls
- Solvency II governance and compliance aspects
- PRIIPs and IBIPs
- GDPR and data protection requirements
Governance & board reporting support
Supporting boards, executive committees and control functions in meeting governance and supervisory expectations.
- Governance framework reviews
- Board reporting
- Policies and governance documentation
- Internal control arrangements
- Regulatory governance requirements
Regulatory remediation programmes
Supporting organisations following inspections, audits or supervisory reviews.
- Gap analyses
- Remediation action plans
- Policy and procedure reviews
- Supervisory responses
- Follow-up reporting
Why organisations work with me
✓ 18+ years of insurance regulatory expertise
✓ Executive and interim management experience
✓ Strong understanding of supervisory expectations
✓ Pragmatic and proportionate approach
✓ Extensive expertise across insurance regulation, compliance and governance
Need support with a compliance, governance or regulatory challenge?
Every organisation faces unique regulatory expectations and compliance challenges. I provide pragmatic, proportionate and business-oriented support tailored to your specific context.